Assistant Compliance Manager (Local Regulatory Compliance Section)
2020-06-04
Our client is a one of Hong Kong’s largest independent local banks and is now looking for an Assistant Compliance Manager (Local Regulatory Compliance Section) to join their team and support the business. We invite you to become part of their dynamic team and to join them on the journey towards a bright and exciting future in the Banking industry.
Industry: Banking
Job Responsibilities:
- Disseminate regulatory updates to relevant units by proactively checking different sources of information and maintaining the regulatory log;
- Review materials from business units and ensure to comply with the regulatory requirements;
- Enhance and perform user acceptance test on Compliance Documentary Workflow system;
- Prepare regular reports on the latest regulations to management and staff members of the Bank;
- Provide support to the Control Room, including maintenance and update of control room operating process, wall-crossing and Watch/ Restricted list;
- Monitor and handle employee dealing activities/ request;
- Provide administrative support to the Local Regulatory Compliance Section
Job Requirements:
- University graduate in related discipline;
- At least 2 years’ relevant experience in financial services industry; exposure in compliance/ audit/ risk management is highly preferable;
- Self-motivated, detail-minded and a good team player;
- Proficient in MS Office (including Word, Excel and PowerPoint) and knowledge in Macro is an advantage;
- Strong communication and interpersonal skills with excellent command in both written and spoken English and Chinese
Our client offers a comprehensive package with fringe benefits. If you are interested, please send your resume together with your current salary, expected salary, and date of availability to our email or via “Apply Now”.
Only short-listed candidates will be notified. Personal data collected will be used for recruitment purpose only.
category: Job Listings